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Administrative proceeding
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311	INITIAL DECISION RELEASE NO. 749 ADMINISTRATIVE PROCEEDING File No[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-02 13:02:36 United States Securities and Exchange Commission Government Securities Exchange Act U.S. Securities and Exchange Commission Form 20-F Securities and Exchange Commission Form 10-Q Securities and Exchange Commission Security Financial regulation SEC filings United States securities law 73rd United States Congress
312	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 6, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-06 16:05:07 Corporate crime U.S. Securities and Exchange Commission
313	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 6, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-06 13:54:08 Financial services 76th United States Congress Investment Advisers Act U.S. Securities and Exchange Commission Financial adviser Collective investment scheme Financial economics Investment Finance
314	INITIAL DECISION RELEASE NO. 742 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-05 14:45:52 United States Securities and Exchange Commission Asia Political geography Political philosophy SEC Rule 10b-5 Securities Exchange Act Political status of Taiwan China Securities Act SEC filings United States securities law 73rd United States Congress
315	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 25, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-25 12:32:01 Financial economics Financial regulation Financial system 76th United States Congress Investment Advisers Act U.S. Securities and Exchange Commission Securities Act Securities regulation in the United States Financial adviser United States securities law 73rd United States Congress United States Securities and Exchange Commission
316	ADMINISTRATIVE TRIBUNAL ON THE AFRICAN DEVELOPMENT BANK QUORUM : Professor Yadh BEN ACHOUR Justice Salihu Modibbo Alfa BELGORE Add to Reading List Source URL: www.afdb.org Language: English Interference proceeding United States patent law
317	ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 13:41:19 Investment Registered Investment Advisor Business Investment Advisor Securities Act Financial adviser Money Investment Advisers Act Finance Financial economics United States securities law
318	ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 13:38:27 73rd United States Congress United States Securities and Exchange Commission Finance Financial services New Deal Securities Act Broker-dealer Financial economics United States securities law Financial system
319	ADMINISTRATIVE PROCEEDING BEFORE THE MARYLAND SECURITIES COMMISSIONER IN THE MATTER OF: * Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 13:35:07 Business Financial services Registered Investment Advisor Collective investment scheme Investment Advisor Financial adviser Securities Commission of New Zealand Financial economics Investment Finance
320	Administrative Proceeding: Palmyra Capital Advisors LLC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-26 15:31:05 Financial services United States securities law United States Securities and Exchange Commission 76th United States Congress Hedge fund Investment Advisers Act U.S. Securities and Exchange Commission Registered Investment Advisor Securities Exchange Act Financial economics Investment Finance

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